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search.filters.applied.f.advisor: Norton, Bryan G. × End date: 2017 × Start date: 2010 × search.filters.applied.f.resourcesubtype: Dissertation ×

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Sustainable transitions in energy and water systems

2017-08-24 , Burkhard, Caroline

A Multi-Level Perspective (MLP) of Sustainable Transitions is applied to five case studies of technological and policy innovation in energy and water systems. The MLP framework analysis is supported by the policy and engineering literatures of participatory democracy, policy entrepreneurs, and system analysis. Each case study focuses on the subsystems of actors, policy institutions, and public participation in a sustainable transition. In three of the case studies, I develop system and econometric models to evaluate the value of distributed resources and their opportunities for deployment. When evaluating the actions on niche and intermediary actors and their strategies for sustainable transitions, this research suggests that scale may play a bigger role in the development of niche innovations and policies than simply an exploratory space to analyze the success of actors’ strategies. When evaluating the role of policy institutions, this research suggests that strong user preferences, supportive niche policies, and favorable economic landscapes can be insufficient to facilitate a regime change without qualitative changes to the regulatory models. When evaluating the role of the public, this research suggests that neither the niche nor the regime actors are consistently incorporating public participation. Combined, this dissertation speaks to the need for rigorous analytical work, the expansion of the definition of ‘value’ for these niche technologies, as well as the institutions and regulations which dictate how value is determined.

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Policy entrepreneurs, windows, and cycles: Exploring policy change through bicycle infrastructure at the municipal level

2016-03-30 , Weber, Johann C.

Although bicycling has been the subject of increasing academic attention, particularly in the areas of mode choice, benefit analyses, and discussions of policies/treatments, much less attention has been devoted to actually studying how communities have made decisions about whether and what they’ll implement in regards to bicycle infrastructure. “Policy entrepreneurs” are theorized as actors centrally responsible for either creating an opportunity or capitalizing on an opportunity to pair a public problem with a policy solution. A survey instrument solicited directly the participation of the 200 most populous municipalities within the United States. Using a variety of analytical tools (and merged data sources) as well as a novel matching methodology for the selection of case studies, it was possible to identify interesting and broadly informative relationships, which were explored further via the case study comparison. 20 case interviews were conducted across 6 case study cities as a complement to the survey project. Individual policy entrepreneurs and their role or qualities were not significant quantitatively or qualitatively, despite being regularly present. However, having a network of supportive actors (including strong champions/policy entrepreneurs) played a critical role in making projects happen and at larger scales. Advocates and planners may be more successful by being attuned to these networks and political contexts and taking advantage of open “windows” of engagement. Alternatively, these windows can be opened ‘manually’ through grant applications, developing relationships, hosting trainings or speakers, and more. Lastly, city population was also associated with implementation, suggesting underlying factors to be explored in the future.

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